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Regulatory Disclosure

Red Hook Management (“RHM”) is registered as an investment adviser with the Securities and Exchange Commission (“SEC”). RHM provides asset management and related services for clients nationally. This website is a publication of RHM.

RHM’s web site is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. RHM only transacts business in states where it is properly registered or is excluded or exempted from registration requirements. SEC registration does not constitute an endorsement of the firm by the SEC nor does it indicate that the firm has attained a particular level of skill or ability.

Information presented is believed to be factual and up to date, but we do not guarantee its accuracy and it should not be regarded as a complete analysis of the subjects discussed. All expressions of opinion reflect the judgment of the authors as of the date of publication and are subject to change.

Information presented does not involve the rendering of personalized investment advice and is not an offer to buy or sell, or a solicitation of any offer to buy or sell any securities mentioned herein. The content of this website should not be construed as legal or tax advice. Always consult an attorney or tax professional regarding your specific legal or tax situation. Case studies are for illustrative purposes only and should not be construed as a testimonial. They do not represent the experience of any specific advisory client. Each client’s situation is different, and goals may not always be achieved. It is unknown if the client approved or disapproved of the services rendered.

Different types of investments involve varying degrees of risk and there can be no assurance that any specific investment will either be suitable or profitable for your portfolio. All investment strategies have the potential for profit or loss and past performance is no guarantee of future success. Economic factors, market conditions, and investment strategies will affect the performance of any portfolio and there are no assurances that it will match or outperform any specific benchmark. Historical performance results for investment indexes and/or categories, generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment-management fee, the incurrence of which would have the effect of decreasing historical performance results.

Any links on this website to other websites are not intended as referrals or endorsements but are provided to the users of this website for convenience and informational purposes. RHM does not endorse the content of such websites nor the products, services or other items offered through such websites. RHM does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to RHM’s web site or incorporated herein and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. RHM is not liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, websites, information and programs made available through this website.

 For information pertaining to the registration status of RHM, please contact the SEC on their web site at A copy of RHM’s current written disclosure statement discussing RHM’s business operations, services, and fees is available from RHM upon written request.